iSinoLaw Weekly

中華法律網每周更新

 

Volume 32, Aug 28 Sept 3, 2006

32期,2006828 - 9月3

 

 

I.                  Highlights of New Laws

 

The Three Departments Jointly Promulgated the Measures to Promote the Inflow of Foreign Capital into Domestic Securities Capital Market

 

 

As a result of speedy economic development in China in recent years, the capital market has attracted more and more foreign investors to input capital. With a view to encouraging more qualified foreign institutional institutions to inject capital into China’s securities market for a long term and enhancing healthy development of China’s capital market, the China Securities Regulatory Commission (CSRC), the People’s Bank of China and the State Administration of Foreign Exchange jointly promulgated the “Measures on the Administration of Qualified Foreign Institutional Investors Investing in Domestic Securities” (iSinolaw Reference ID:10018661, hereinafter referred to as the “Measures”) August 24, 2006. The Measures provide a breakthrough in terms of attracting long-term inflow of capital into China’s capital market and perfecting investment supervision.

 

For the purpose of encouraging long and medium term investment, the long-term fund management institutions which comply with the provisions of these Measures such as pension fund, insurance fund, common fund and charity fund shall be considered with priority in terms of examination on the application materials and investment limit of the applicant for the qualification.

 

The Measures clearly define the conditions and duties of the trustee of qualified foreign institutional investors (QFII). The domestic branches of foreign-invested commercial banks which have conducted the business for 3 consecutive years or more may make an application to become trustees. The amount of the paid-up capital of the branches shall be calculated based on the amount of its Head Office. Moreover, the Measures provide that Each QFII shall only entrust 1 trustee and may replace its trustee with another.

 

The Measures also defines the scope of the QFII. The Measures shall also apply to the institutional investors which are established in the Hong Kong Special Administrative Region, the Macao Special Administrative Region and Taiwan Region to engage in securities investment in the Mainland.

 

The Measures shall be effective as of September 1, 2006 to substitute the Provisional Measures promulgated in November 2002. With the advanced and improved measures, the inflow of foreign capital into China securities capital market would be further enhanced thereby.

 

 

(Translator: JS)

 

II.               Major Laws and Regulations in the Week

 

1.       Laws and Regulations Promulgated in the Week

NO

Title

Promulgation Date

Effective

Date

1

Notice of the State Administration of Foreign Exchange and the Ministry of Construction on the Relevant Issues Concerning Regulating the Foreign Exchange Administration in the Real Estate Market

1/9/2006

1/9/2006

2

Notice of the Ministry of Public Healthy on Further Strengthening the Work of Disaster Salvage and Disease Prevention

1/9/2006

1/9/2006

3

Notice of the State Council on Relevant Issues Concerning Strengthening Land Control

31/8/2006

31/8/2006

4

Supplementary Notice of the Shanghai Stock Exchange on the Issue of the “Listing Rules of the Shanghai Stock Exchange” Relating to Equity Division of Listed Companies

31/8/2006

31/8/2006

5

Notice of the Shenzhen Stock Exchange on the Relevant Issues Concerning the Listing, Subscription and Redemption of Exchange Traded Funds in the Small and Medium-sized Board

31/8/2006

31/8/2006

6

Urgent Notice of the General Office of the Ministry of Health on Strengthening the Supervision and Administration over the Edible Oil in the Catering Industry

31/8/2006

31/8/2006

7

Notice of the Bureau of Commodity Price, the Bureau of Finance and the Communications Commission of Chongqing Municipality on Exempting All the Vehicles Transporting Full-loaded Fresh Agricultural Products from Road and Bridge Tolls

31/8/2006

31/8/2006

8

Urgent Notice of the Bureau of Commodity Price of Chongqing Municipality on Further Strengthening the Price Supervision in the Current Drought Relief and Disaster Relief

31/8/2006

31/8/2006

9

Notice of the General Office of the People’s Government of Chongqing Municipality on Issuing the Working Scheme of the Chongqing Municipality for the Special Activity of Rectifying and Regulating the Medical Market Order

31/8/2006

31/8/2006

10

Opinions of the Bureau of Labor and Social Security and the Bureau of Civil Affairs of Shanghai Municipality on Handling the Relevant Matters in Implementing the “Notice of the People’s Government of Shanghai Municipality on Including the Urban Aged People of the Municipality without Security into the Social Security”

31/8/2006

1/9/2006

11

Notice of the State Food and Drug Administration on the Classification and Definition of the Products Including the Medical Physical Cooling Instrument

31/8/2006

31/8/2006

12

Notice of the General Office of the State Council on Issuing the Scheme for the National Special Activity of Cracking down the Multiple-level Marketing

31/8/2006

31/8/2006

13

Public Announcement No.69 of 2006 of the Ministry of Commerce——on Anti-dumping Investigation on the Imported Bisphenol A Originating from Japan, Korea, Singapore and Taiwan Region

30/8/2006

30/8/2006

14

Public Announcement of the 32nd Session of Working Conference of 2006 of the Public Offering Verification Committee under the China Securities Regulatory Commission

30/8/2006

30/8/2006

15

Supplementary Notice of the Shenzhen Stock Exchange on the Issue of the “Listing Rules of the Shenzhen Stock Exchange” Relating to Equity Division of Listed Companies

30/8/2006

30/8/2006

16

Measures of the Customs of the People’s Republic of China for Administration of Origin of Imported Goods under the “Free Trade Agreement of the People’s Republic of China and the Government of the Republic of Chile

30/8/2006

1/10/2006

17

Public Announcement No.11 of 2006 of the Ministry of Finance——On the Issuance of the (13th Period) Book-entry Treasury Bonds of 2006

30/8/2006

30/8/2006

18

Letter of the Bureau of Commodity Price of Chongqing Municipality on the Fee Scale for the Indoor Parking of KangtianWanfengyuan of the Jiangbei District

30/8/2006

30/8/2006

19

Notice of the Bureau of Commodity Price of Chongqing Municipality on Determining the Trial Scale for the Property Service Fees of WanyouKangqinyuan of the Banan District

30/8/2006

30/8/2006

20

Notice of the Ministry of Health on Strengthening the Prevention and Control of Dengue Fever

30/8/2006

30/8/2006

21

Notice of the Department of Personnel, Labor and Social Security and the Department of Land and Resources of  Hainan Province on Issuing the Senior and Medium Professional Technology Qualifications of Hainan Province for the Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

22

Professional Technology Qualifications of Hainan Province for the Senior Engineers of the Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

23

Professional Technology Qualifications of Hainan Province for the Engineers of Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

24

Notice of the People’s Government of Guangzhou Municipality on Adjusting the Minimum Wage Standard for the Enterprise Employees of the Municipality

30/8/2006

1/9/2006

25

Notice of the China Securities Depository and Clearing Corporation Limited on Issuing the “Implementing Rules of the China Securities Depository and Clearing Corporation Limited on the Business of Registration, Deposit and Clearing of Margin Trading and Securities Lending Pilots”

29/8/2006

29/8/2006

26

Implementing Rules of the China Securities Depository and Clearing Corporation Limited on the Business of Registration, Deposit and Clearing of Margin Trading and Securities Lending Pilots

29/8/2006

29/8/2006

27

Decision of the China Securities Regulatory Commission on Restricting the Businesses of Datong Securities Corporation Limited

29/8/2006

29/8/2006

28

Public Announcement No.49 of 2006 of the General Administration of Customs——on the Relevant Issues Concerning the Imported Goods under the “Asian and Pacific Trade Agreement” Enjoying the Agreement Rate and the Preferential Rate

29/8/2006

1/9/2006

29

Notice of the Department of Science and Technology  of Hunan Province on Issuing Six Administrative Measures Including the “Articles of Association of the Natural Science Fund Commission of Hunan Province”

29/8/2006

29/8/2006

30

Articles of Association of the Natural Science Fund Commission of Hunan Province

29/8/2006

29/8/2006

31

Administrative Measures of Hunan Province for the Natural Science Fund Projects

29/8/2006

29/8/2006

32

Administrative Measures of Hunan Province for the Fund Sponsorship for the  Natural Science Fund Projects

29/8/2006

29/8/2006

33

Administrative Measures of Hunan Province for the Natural Science Joint Fund Projects

29/8/2006

29/8/2006

34

Administrative Measures of Hunan Province for the General Projects of Natural Science Fund

29/8/2006

29/8/2006

35

Measures for Administration of Outstanding Youth Fund of Hunan Province

29/8/2006

29/8/2006

36

Public Announcement No.68 of 2006 of the Ministry of Commerce ——Announcement on the Review of Anti-dumping Measures against the Styrene-butadiene Rubber Due to the Change of Circumstances

28/8/2006

28/8/2006

37

Notice of the State Administration of Taxation on Issue Concerning Affixing the Official Seal of Issuing Unit on the Registration Copy of “Unified Invoice of Motor Vehicles Distribution”

28/8/2006

28/8/2006

38

Notice of the Ministry of Agriculture on Issuing the “Measures for Administration of Highway Supervision and Examination Center for Animals Epidemic Prevention”

28/8/2006

28/8/2006

39

Measures for Administration of Highway Supervision and Examination Center for Animals Epidemic Prevention

28/8/2006

28/8/2006

40

Notice of the General Office of the State Council on the Approval of City Overall Planning of Zhuzhou City

28/8/2006

28/8/2006

 

 

2.       Laws and Regulations Coming into Force in the Week

NO

Title

Promulgation Date

Effective

Date

1

Notice of the State Administration of Foreign Exchange and the Ministry of Construction on the Relevant Issues Concerning Regulating the Foreign Exchange Administration in the Real Estate Market

1/9/2006

1/9/2006

2

Notice of the Ministry of Public Healthy on Further Strengthening the Work of Disaster Salvage and Disease Prevention

1/9/2006

1/9/2006

3

Notice of the State Council on Relevant Issues Concerning Strengthening Land Control

31/8/2006

31/8/2006

4

Supplementary Notice of the Shanghai Stock Exchange on the Issue of the “Listing Rules of the Shanghai Stock Exchange” Relating to Equity Division of Listed Companies

31/8/2006

31/8/2006

5

Notice of the Shenzhen Stock Exchange on the Relevant Issues Concerning the Listing, Subscription and Redemption of Exchange Traded Funds in the Small and Medium-sized Board

31/8/2006

31/8/2006

6

Urgent Notice of the General Office of the Ministry of Health on Strengthening the Supervision and Administration over the Edible Oil in the Catering Industry

31/8/2006

31/8/2006

7

Notice of the Bureau of Commodity Price, the Bureau of Finance and the Communications Commission of Chongqing Municipality on Exempting All the Vehicles Transporting Full-loaded Fresh Agricultural Products from Road and Bridge Tolls

31/8/2006

31/8/2006

8

Urgent Notice of the Bureau of Commodity Price of Chongqing Municipality on Further Strengthening the Price Supervision in the Current Drought Relief and Disaster Relief

31/8/2006

31/8/2006

9

Notice of the General Office of the People’s Government of Chongqing Municipality on Issuing the Working Scheme of the Chongqing Municipality for the Special Activity of Rectifying and Regulating the Medical Market Order

31/8/2006

31/8/2006

10

Opinions of the Bureau of Labor and Social Security and the Bureau of Civil Affairs of Shanghai Municipality on Handling the Relevant Matters in Implementing the “Notice of the People’s Government of Shanghai Municipality on Including the Urban Aged People of the Municipality without Security into the Social Security”

31/8/2006

1/9/2006

11

Notice of the State Food and Drug Administration on the Classification and Definition of the Products Including the Medical Physical Cooling Instrument

31/8/2006

31/8/2006

12

Notice of the General Office of the State Council on Issuing the Scheme for the National Special Activity of Cracking down the Multiple-level Marketing

31/8/2006

31/8/2006

13

Public Announcement No.69 of 2006 of the Ministry of Commerce——on Anti-dumping Investigation on the Imported Bisphenol A Originating from Japan, Korea, Singapore and Taiwan Region

30/8/2006

30/8/2006

14

Public Announcement of the 32nd Session of Working Conference of 2006 of the Public Offering Verification Committee under the China Securities Regulatory Commission

30/8/2006

30/8/2006

15

Supplementary Notice of the Shenzhen Stock Exchange on the Issue of the “Listing Rules of the Shenzhen Stock Exchange” Relating to Equity Division of Listed Companies

30/8/2006

30/8/2006

16

Public Announcement No.11 of 2006 of the Ministry of Finance——On the Issuance of the (13th Period) Book-entry Treasury Bonds of 2006

30/8/2006

30/8/2006

17

Letter of the Bureau of Commodity Price of Chongqing Municipality on the Fee Scale for the Indoor Parking of KangtianWanfengyuan of the Jiangbei District

30/8/2006

30/8/2006

18

Notice of the Bureau of Commodity Price of Chongqing Municipality on Determining the Trial Scale for the Property Service Fees of WanyouKangqinyuan of the Banan District

30/8/2006

30/8/2006

19

Notice of the Ministry of Health on Strengthening the Prevention and Control of Dengue Fever

30/8/2006

30/8/2006

20

Notice of the Department of Personnel, Labor and Social Security and the Department of Land and Resources of  Hainan Province on Issuing the Senior and Medium Professional Technology Qualifications of Hainan Province for the Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

21

Professional Technology Qualifications of Hainan Province for the Senior Engineers of the Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

22

Professional Technology Qualifications of Hainan Province for the Engineers of Geologic Prospecting Projects (Interim)

30/8/2006

30/8/2006

23

Notice of the People’s Government of Guangzhou Municipality on Adjusting the Minimum Wage Standard for the Enterprise Employees of the Municipality

30/8/2006

1/9/2006

24

Notice of the China Securities Depository and Clearing Corporation Limited on Issuing the “Implementing Rules of the China Securities Depository and Clearing Corporation Limited on the Business of Registration, Deposit and Clearing of Margin Trading and Securities Lending Pilots”

29/8/2006

29/8/2006

25

Implementing Rules of the China Securities Depository and Clearing Corporation Limited on the Business of Registration, Deposit and Clearing of Margin Trading and Securities Lending Pilots

29/8/2006

29/8/2006

26

Decision of the China Securities Regulatory Commission on Restricting the Businesses of Datong Securities Corporation Limited

29/8/2006

29/8/2006

27

Public Announcement No.49 of 2006 of the General Administration of Customs——on the Relevant Issues Concerning the Imported Goods under the “Asian and Pacific Trade Agreement” Enjoying the Agreement Rate and the Preferential Rate

29/8/2006

1/9/2006

28

Notice of the Department of Science and Technology  of Hunan Province on Issuing Six Administrative Measures Including the “Articles of Association of the Natural Science Fund Commission of Hunan Province”

29/8/2006

29/8/2006

29

Articles of Association of the Natural Science Fund Commission of Hunan Province

29/8/2006

29/8/2006

30

Administrative Measures of Hunan Province for the Natural Science Fund Projects

29/8/2006

29/8/2006

31

Administrative Measures of Hunan Province for the Fund Sponsorship for the  Natural Science Fund Projects

29/8/2006

29/8/2006

32

Administrative Measures of Hunan Province for the Natural Science Joint Fund Projects

29/8/2006

29/8/2006

33

Administrative Measures of Hunan Province for the General Projects of Natural Science Fund

29/8/2006

29/8/2006

34

Measures for Administration of Outstanding Youth Fund of Hunan Province

29/8/2006

29/8/2006

35

Public Announcement No.68 of 2006 of the Ministry of Commerce ——Announcement on the Review of Anti-dumping Measures against the Styrene-butadiene Rubber Due to the Change of Circumstances

28/8/2006

28/8/2006

36

Notice of the State Administration of Taxation on Issue Concerning Affixing the Official Seal of Issuing Unit on the Registration Copy of “Unified Invoice of Motor Vehicles Distribution”

28/8/2006

28/8/2006

37

Notice of the Ministry of Agriculture on Issuing the “Measures for Administration of Highway Supervision and Examination Center for Animals Epidemic Prevention”

28/8/2006

28/8/2006

38

Measures for Administration of Highway Supervision and Examination Center for Animals Epidemic Prevention

28/8/2006

28/8/2006

39

Notice of the General Office of the State Council on the Approval of City Overall Planning of Zhuzhou City

28/8/2006

28/8/2006

40

Measures for Administration of Domestic Securities Investment by Qualified Foreign Institutional Investors

24/8/2006

1/9/2006

41

Notice of the China Securities Regulatory Commission on Relevant Issues Concerning the Implementation of the “Measures for Administration of Domestic Securities Investment by Qualified Foreign Institutional Investors”

24/8/2006

1/9/2006

42

Notice of the National Development and Reform Commission and the General Administration of Civil Aviation on Adjusting the Standards for Additional Charge of Fuel in Domestic Airline Passenger Transportation

24/8/2006

1/9/2006

43

Announcement of the State Environmental Protection Administration on issuing Two Trade Standards for State Environmental Protection Including the “Technical Requirements for Environmental Brand Products: Sanitary Pottery”

23/8/2006

1/9/2006

44

Interim Provisions on Administrative Supervision of Bidding and Tendering for Water Engineering Construction Projects

14/8/2006

1/9/2006

45

Public Announcement No.49 of 2006 of the National Development and Reform Commission ——Industry Entry Conditions for Electrolytic Metallic-Manganese Enterprises

8/8/2006

1/9/2006

46

Public Announcement No.43 of 2006 of the General Administration of Customs —— Regarding the Decision on Implementing the   Trans-Customs Passage Mode of “Place Declaration, Port Inspection and Passage”

8/8/2006

1/9/2006

47

Measures for Administration of Health Insurance

7/8/2006

1/9/2006

48

Notice of the National Development and Reform Commission and the Ministry of Finance on the Charge Standards for Professional Examination of Investment and Construction Projects Managers and the Related Issues thereof

7/8/2006

1/9/2006

49

Notice of the China Securities Regulatory Commission on Issuing the Newly-revised Guidelines from No.15 to No.19 on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities

4/8/2006

1/9/2006

50

No.15 of Guidelines on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities —— Interests Change Report (2006)

4/8/2006

1/9/2006

51

No.16 of Guidelines on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities ——Takeover Report of Listed Companies (2006)

4/8/2006

1/9/2006

52

No.17 of Guidelines on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities ——Report on Takeover by Offer (2006)

4/8/2006

1/9/2006

53

No.18 of Guidelines on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities ——Report of Board of Directors of Companies to be Taken Over (2006)

4/8/2006

1/9/2006

54

No.19 of Guidelines on the Contents and Formats Relating to the Information Disclosed by Companies Publicly Issuing the Securities —— Application Documents on the Exemption of Takeover by Offer (2006)

4/8/2006

1/9/2006

55

Provisions on Information Consultancy and Disclosure of Industrial Damage Investigation

4/8/2006

3/9/2006

56

Notice of the National Development and Reform Commission on Stipulating the Highest Retail Price of 99 Kinds of Anti-microbial Drugs

3/8/2006

28/8/2006

57

Measures for Classified Administration over Exportation of Components and Parts in Civil Aviation

1/8/2006

31/8/2006

58

Measures for Administration of Non-insurance Institutions’ Investing into Foreign Insurance Enterprises

31/7/2006

1/9/2006

59

Measures for Administration of Establishment of Foreign Insurance Institutions by Insurance Companies

31/7/2006

1/9/2006

60

Measures for Administration of Takeover of Listed Companies

31/7/2006

1/9/2006

61

Public Announcement No.66 of 2006 of the Ministry of Commerce —— Issuing the “Control List on the Exportation of Biological Double Purpose Products and Related Equipments and Technology”

27/7/2006

1/9/2006

62

Public Announcement No.50 of 2006 of the Ministry of Commerce, the Commission of Science, the Technology and Industry for National Defense and the General Administration of Customs —— Deciding to Adopt Interim Control Measures for Exportation of Related Graphite Products

27/7/2006

1/9/2006

63

Provisions on Construction of Counselor Group of Normal Higher  Educational Institutions

23/7/2006

1/9/2006

64

Interim Provisions on Evaluation of Professional Standards of Social Workers

20/7/2006

1/9/2006

65

Notice of the State Administration of Drugs and Foods on Commerce on Activating the New “Application Form of Entrusted Production of Drugs”

19/7/2006

1/9/2006

66

Provisions on Administration of Qualification of Directors and Senior Management Personnel of Insurance Companies

12/7/2006

1/9/2006

67

Measures for Administrative of Representative Offices of Foreign Insurance Institutions in China (2006)

12/7/2006

1/9/2006

68

Notice of the Ministry of Construction on approving 12 National Construction Standard Design Including the “Energy Economizing Reform of Existing Construction (I)”

11/7/2006

1/9/2006

69

Interim Measures for Administration of Foreign Aid Materials Projects

7/7/2006

1/9/2006

70

Public Announcement of the Ministry of Communications on Issuance of the “Technology Rules on Design of Road Traffic Safety Equipments” JTG/T D81—2006

7/7/2006

1/9/2006

71

Regulations on Nationalization Compensation and Immigrants Settlement in the Construction of Large and Medium-Size Water Conservancy and Hydropower Projects(2006)

7/7/2006

1/9/2006

72

Measures for Administrative of Representative Offices of Foreign Insurance Institutions in China (2006)

6/7/2006

1/9/2006

73

Notice of the Ministry of Finance, the Ministry of Construction and the Ministry of Land and Resources on Conscientiously Accomplishing the Guaranty Funds for Town Cheap-Rented Housing

5/7/2006

1/9/2006

74

Measures for Administration of Loans and Grants from International Financial Institutions and Foreign Governments

3/7/2006

1/9/2006

75

Public Announcement of the Ministry of Communications on Issuance of the “Technology Rules on Design of Road Traffic Safety Equipments” JTG/T D81—2006and the “Technology Criteria on Construction of Road Traffic Safety Equipments” (JTG F71-2006)

1/7/2006

1/9/2006

76

Decision of the People’s Government of Shanxi Province on Improving the Working Style of Organs and Optimizing the Government Affairs Environment to Wholly Enhance the Credibility and Enforcement Ability of the Government

30/6/2006

1/9/2006

77

Measures for the Safety Administration of Middle, Primary and Nursery Schools 

30/6/2006

1/9/2006

78

Compulsory Education Law of the People’s Republic of China (2006)

29/6/2006

1/9/2006

79

Measures for Administration of Import & Export of Albumen Assimilation Preparation and Peptidic Incretion(Interim)

28/6/2006

1/9/2006

80

Measures for Administration of Quality Supervision over Wadding Fiber

14/6/2006

1/9/2006

81

Regulations of the People’s Republic of China on Mapping Results

27/5/2006

1/9/2006

82

Notice of the State Environment Protection Administration on Issuance of the “Measures for Administration of the ISO14000 National Demonstration Areas”

17/5/2006

1/9/2006

83

Measures for Administration of the ISO14000 National Demonstration Areas

17/5/2006

1/9/2006

84

Regulations on the Safety Administration of Civil Explosives

10/5/2006

1/9/2006

85

Notice of the Ministry of Construction on Issuance of the “Compulsory Regulations of Construction Standards” of the 2006 Version (Parts of Electricity Projects)

8/5/2006

1/9/2006

86

Notice of the National Development and Reform Commission and the General Administration of Press and Publication on Relevant Issues Concerning Further Strengthening the Price Administration of Teaching Materials of Middle and Primary Schools

7/5/2006

1/9/2006

87

Provisions of the People’s Republic of China on the Import & Export Administration of Endangered Wild Animals and Plants

29/4/2006

1/9/2006

88

Measures for Administration of the NanFan Work of Crop Seeds

12/4/2006

1/9/2006

89

Regulations of the People’s Republic of China on Issuing License to Ocean Fishery Sailors

27/3/2006

1/9/2006

 

 

 

* For the full text of the laws and regulations stated in this Weekly, please see http://www.isinolaw.com

* If you need any assistance on China law materials, either English or Chinese, or need any translation services on China law, please email rayli@isinolaw.com or call (852) 2189-7810

* If you do not wish to receive the free isinolaw Weeklies in the future, please email rayli@isinolaw.com to remove your name from our list.

* All rights reserved by iSinolaw Limited.

 

 

 

 

(一) 新 法  要

 

三部委發佈《管理辦法》  促進外資進入證券資本市場

 

 

近年來,隨著我國經濟的高速發展,資本市場也吸引了越來越多的外國投資者的注意。為了鼓勵更多的合格境外機構投資者長期在我國證券市場投入資金,促進我國資本市場的健康發展,中國證監會、中國人民銀行和國家外匯管理局於本月24日聯合發佈《合格境外機構投資者境內證券投資管理辦法》(中華法律網之參考編號: 10018661以下簡稱“《辦法》”),該法規在吸引長期資金進入中國資本市場和完善投資監管方面有了突破。

 

為鼓勵中長期投資,在審核申請人的資格申請材料、投資額度審批等方面,對於符合辦法規定的養老基金、保險基金、共同基金、慈善基金等長期資金管理機構,予以優先考慮。

 

《辦法》對合格境外機構投資者託管人的條件、職責等予以了明確規定。其中,外資商業銀行境內分行在境內持續經營3年以上的,可申請成為託管人,其實收資本數額條件按其境外總行的計算。《辦法》規定,每合格投資者只能委託一個託管人,並可以更換託管人。

 

《辦法》還明確了合格境外機構投資者的範圍,規定香港特別行政區、澳門特別行政區、臺灣地區設立的機構投資者到內地從事證券投資的,適用《管理辦法》的規定。 

 

《辦法》於200691起開始實施,取代了200211月發佈的暫行辦法。相信通過更完備妥善的新《辦法》,進一步促進外資進入中國證券資本市場。

 

 

 

(Author: PFG)

 

(二) 本 周 主 要 法 律 法 

 

1.     本周新頒法律法規

 

編號

名稱

日期

實施日期

1

《國家外匯管理局、建設部關於規範房地產市場外匯管理有關問題的通知》

1/9/2006

1/9/2006

2

《衛生部關於進一步加L救災防病工作的通知》

1/9/2006

1/9/2006

3

《國務院關於加L土地調控有關問題的通知》

31/8/2006

31/8/2006

4

上海證券交易所關於《上海證券交易所股票上市規則》有關上市公司股權分佈問題的補充通知

31/8/2006

31/8/2006

5

《深圳證券交易所關於中小企業板交易型開放式指數基金上市交易及申購贖回有關事項的通知》

31/8/2006

31/8/2006

6

《衛生部辦公廳關於加強餐飲業食用油監督管理工作的緊急通知》

31/8/2006

31/8/2006

7

《重慶市物價局、重慶市財政局、重慶市交通委員會關於對所有整車運輸鮮活農產品車輛免收路橋通行費的通知》

31/8/2006

31/8/2006

8

《重慶市物價局關於進一步加強當前抗旱救災價格監管工作的緊急通知》

31/8/2006

31/8/2006

9

《重慶市人民政府辦公廳關於印發重慶市整頓和規範藥品市場秩序專項行動工作方案的通知》

31/8/2006

31/8/2006

10

上海市勞動保障局、市民政局等關於實施《上海市人民政府關於將本市城鎮高齡無保障老人納入社會保障的通知》若干問題的處理意見

31/8/2006

1/9/2006

11

《國家食品藥品監督管理局關於醫用物理降溫儀等產品分類界定的通知》

31/8/2006

31/8/2006

12

《國務院辦公廳關於印發全國打擊傳銷專項行動方案的通知》

31/8/2006

31/8/2006

13

《商務部公告2006年第69——對原產於日本、韓國、新加坡和台灣地區的進口雙酚A進行反傾銷立案調查》

30/8/2006

30/8/2006

14

《中國證券監督管理委員會發審委2006年第32次工作會議公告》

30/8/2006

30/8/2006

15

深圳證券交易所關於《深圳證券交易所股票上市規則》有關上市公司股權分佈問題的補充通知

30/8/2006

30/8/2006

16

中華人民共和國海關《中華人民共和國與智利共和國政府自由貿易協定》項下進口貨物原產地管理辦法

30/8/2006

1/10/2006

17

《財政部公告2006年第11——發行2006年記賬式(十三期)國債》

30/8/2006

30/8/2006

18

《重慶市物價局關於江北區康田萬豐園室內停車場收費標準的函》

30/8/2006

30/8/2006

19

《重慶市物價局關於確定巴南區萬友康馨苑物業服務收費試行標準的通知》

30/8/2006

30/8/2006

20

《衛生部關於加強登革熱疫情防控工作的通知》

30/8/2006

30/8/2006

21

《海南省人事勞動保障廳、海南省國土環境資源廳關於印發海南省地勘工程高中級專業技術資格條件(暫行)的通知》

30/8/2006

30/8/2006

22

《海南省地勘工程高級工程師專業技術資格條件(暫行)》

30/8/2006

30/8/2006

23

《海南省地勘工程工程師專業技術資格條件(暫行)》

30/8/2006

30/8/2006

24

《廣州市人民政府關於調整我市企業職工最低工資標準的通知》

30/8/2006

1/9/2006

25

中國證券登記結算有限責任公司關於發佈《中國證券登記結算有限責任公司融資融券試點登記結算業務實施細則》的通知

29/8/2006

29/8/2006

26

《中國證券登記結算有限責任公司融資融券試點登記結算業務實施細則》

29/8/2006

29/8/2006

27

《中國證券監督管理委員會關於限制大通證券股份有限公司業務的決定》

29/8/2006

29/8/2006

28

海關總署公告2006年第49——關於《亞太貿易協定》項下進口貨物享受協定稅率和特惠稅率有關問題

29/8/2006

1/9/2006

29

湖南省科學技術廳關於印發《湖南省自然科學基金委員會章程》等六個管理辦法的通知

29/8/2006

29/8/2006

30

《湖南省自然科學基金委員會章程》

29/8/2006

29/8/2006

31

《湖南省自然科學基金項目管理規定》

29/8/2006

29/8/2006

32

《湖南省自然科學基金項目資助經費管理辦法》

29/8/2006

29/8/2006

33

《湖南省自然科學聯合基金項目管理辦法》

29/8/2006

29/8/2006

34

《湖南省自然科學基金面上項目管理辦法》

29/8/2006

29/8/2006

35

《湖南省傑出青年基金管理辦法》

29/8/2006

29/8/2006

36

《商務部公告2006年第68——關於丁苯橡膠反傾銷措施情勢變遷復審公告》

28/8/2006

28/8/2006

37

國家稅務總局關於《機動車銷售統一發票》注册登記聯加蓋開票單位印章問題的通知

28/8/2006

28/8/2006

38

農業部關於印發《公路動物防疫監督檢查站管理辦法》的通知

28/8/2006

28/8/2006

39

《公路動物防疫監督檢查站管理辦法》

28/8/2006

28/8/2006

40

《國務院辦公廳關於批准株洲市城市總體規劃的通知》

28/8/2006

28/8/2006

 

 

2.     本周生效法律法規

 

編號

名稱

日期

實施日期

1

《國家外匯管理局、建設部關於規範房地產市場外匯管理有關問題的通知》

1/9/2006

1/9/2006

2

《衛生部關於進一步加L救災防病工作的通知》

1/9/2006

1/9/2006

3

《國務院關於加L土地調控有關問題的通知》

31/8/2006

31/8/2006

4

上海證券交易所關於《上海證券交易所股票上市規則》有關上市公司股權分佈問題的補充通知

31/8/2006

31/8/2006

5

《深圳證券交易所關於中小企業板交易型開放式指數基金上市交易及申購贖回有關事項的通知》

31/8/2006

31/8/2006

6

《衛生部辦公廳關於加強餐飲業食用油監督管理工作的緊急通知》

31/8/2006

31/8/2006

7

《重慶市物價局、重慶市財政局、重慶市交通委員會關於對所有整車運輸鮮活農產品車輛免收路橋通行費的通知》

31/8/2006

31/8/2006

8

《重慶市物價局關於進一步加強當前抗旱救災價格監管工作的緊急通知》

31/8/2006

31/8/2006

9

《重慶市人民政府辦公廳關於印發重慶市整頓和規範藥品市場秩序專項行動工作方案的通知》

31/8/2006

31/8/2006

10

上海市勞動保障局、市民政局等關於實施《上海市人民政府關於將本市城鎮高齡無保障老人納入社會保障的通知》若干問題的處理意見

31/8/2006

1/9/2006

11

《國家食品藥品監督管理局關於醫用物理降溫儀等產品分類界定的通知》

31/8/2006

31/8/2006

12

《國務院辦公廳關於印發全國打擊傳銷專項行動方案的通知》

31/8/2006

31/8/2006

13

《商務部公告2006年第69——對原產於日本、韓國、新加坡和台灣地區的進口雙酚A進行反傾銷立案調查》

30/8/2006

30/8/2006

14

《中國證券監督管理委員會發審委2006年第32次工作會議公告》

30/8/2006

30/8/2006

15

深圳證券交易所關於《深圳證券交易所股票上市規則》有關上市公司股權分布問題的補充通知

30/8/2006

30/8/2006

16

《財政部公告2006年第11——發行2006年記賬式(十三期)國債》

30/8/2006

30/8/2006

17

《重慶市物價局關於江北區康田萬豐園室內停車場收費標準的函》

30/8/2006

30/8/2006

18

《重慶市物價局關於確定巴南區萬友康馨苑物業服務收費試行標準的通知》

30/8/2006

30/8/2006

19

《衛生部關於加L登革熱疫情防控工作的通知》

30/8/2006

30/8/2006

20

《海南省人事勞動保障廳、海南省國土環境資源廳關於印發海南省地勘工程高中級專業技術資格條件(暫行)的通知》

30/8/2006

30/8/2006

21

《海南省地勘工程高級工程師專業技術資格條件(暫行)》

30/8/2006

30/8/2006

22

《海南省地勘工程工程師專業技術資格條件(暫行)》

30/8/2006

30/8/2006

23

《廣州市人民政府關於調整我市企業職工最低工資標準的通知》

30/8/2006

1/9/2006

24

中國證券登記結算有限責任公司關於發布《中國證券登記結算有限責任公司融資融券試點登記結算業務實施細則》的通知

29/8/2006

29/8/2006

25

《中國證券登記結算有限責任公司融資融券試點登記結算業務實施細則》

29/8/2006

29/8/2006

26

《中國證券監督管理委員會關於限制大通證券股份有限公司業務的貝w》

29/8/2006

29/8/2006

27

海關總署公告2006年第49——關於《亞太貿易協定》項下進口貨物享受協定稅率和特惠稅率有關問題

29/8/2006

1/9/2006

28

湖南省科學技術廳關於印發《湖南省自然科學基金委員會章程》等六個管理辦法的通知

29/8/2006

29/8/2006

29

《湖南省自然科學基金委員會章程》

29/8/2006

29/8/2006

30

《湖南省自然科學基金項目管理規定》

29/8/2006

29/8/2006

31

《湖南省自然科學基金項目資助經費管理辦法》

29/8/2006

29/8/2006

32

《湖南省自然科學聯合基金項目管理辦法》

29/8/2006

29/8/2006

33

《湖南省自然科學基金面上項目管理辦法》

29/8/2006

29/8/2006

34

《湖南省傑出青年基金管理辦法》

29/8/2006

29/8/2006

35

《商務部公告2006年第68——關於丁苯橡膠反傾銷措施情勢變遷復審公告》

28/8/2006

28/8/2006

36

國家稅務總局關於《機動車銷售統一發票》注册登記聯加蓋開票單位印章問題的通知

28/8/2006

28/8/2006

37

農業部關於印發《公路動物防疫監督檢查站管理辦法》的通知

28/8/2006

28/8/2006

38

《公路動物防疫監督檢查站管理辦法》

28/8/2006

28/8/2006

39

《國務院辦公廳關於批准株洲市城市總體規劃的通知》

28/8/2006

28/8/2006

40

《合格境外機構投資者境內證券投資管理辦法》

24/8/2006

1/9/2006

41

中國證券監督管理委員會關於實施《合格境外機構投資者境內證券投資管理辦法》有關問題的通知

24/8/2006

1/9/2006

42

《國家發展改革委、民航總局關於調整國內航車客運輸燃油附加收取標準的通知》

24/8/2006

1/9/2006

43

國家環境保護總局關於發布環境標志産品技術要求 衛生陶瓷》等兩項國家環境保護行業標準的公告

23/8/2006

1/9/2006

44

《水利工程建設項目招標投標行政監察暫行規定》

14/8/2006

1/9/2006

45

《國家發展和改革委員會公告2006年第49——電解金屬錳企業行業准入條件》

8/8/2006

1/9/2006

46

《海關總署公告2006年第43——關於貝w實施跨關區屬地申報,口岸驗放通關模式》

8/8/2006

1/9/2006

47

《健康保險管理辦法》

7/8/2006

1/9/2006

48

《國家發展改革委、財政部關於投資建設項目管理師職業水平考試收費標準及有關問題的通知》

7/8/2006

1/9/2006

49

《中國證券監督管理委員會關於發布新修訂的公開發行證券的公司信息披露內容與格式準則第15號至第19號的通知》

4/8/2006

1/9/2006

50

《公開發行證券的公司信息披露內容與格式準則第15——權益變動報告書(2006年)》

4/8/2006

1/9/2006

51

《公開發行證券的公司信息披露內容與格式準則第16——上市公司收購報告書(2006年)》

4/8/2006

1/9/2006

52

《公開發行證券的公司信息披露內容與格式準則第17——要約收購報告書(2006年)》

4/8/2006

1/9/2006

53

《公開發行證券的公司信息披露內容與格式準則第18——被收購公司董事會報告書(2006年)》

4/8/2006

1/9/2006

54

《公開發行證券的公司信息披露內容與格式準則第19——豁免要約收購申請文件(2006年)》

4/8/2006

1/9/2006

55

産業損害調查信息查閱與信息披露規定》

4/8/2006

3/9/2006

56

《國家發展改革委關於制定青黴素等99種抗微生物藥品最高零售價格的通知》

3/8/2006

28/8/2006

57

《民用航空零部件出口分類管理辦法》

1/8/2006

31/8/2006

58

《非保險機構投資境外保險類企業管理辦法》

31/7/2006

1/9/2006

59

《保險公司設立境外保險類機構管理辦法》

31/7/2006

1/9/2006

60

《上市公司收購管理辦法(2006年)》

31/7/2006

1/9/2006

61

商務部公告2006年第66——發布《生物兩用品及相關設備和技術出口管制清單》

27/7/2006

1/9/2006

62

《商務部、國防科工委、海關總署公告2006年第50——貝w對石墨類相關製品實施臨時出口管制措施》

27/7/2006

1/9/2006

63

《普通高等學校輔導員隊伍建設規定》

23/7/2006

1/9/2006

64

《社會工作者職業水平評價暫行規定》

20/7/2006

1/9/2006

65

國家食品藥品監督管理局關於ㄔ庢s藥品委托生産申請表》的通知

19/7/2006

1/9/2006

66

《保險公司董事和高級管理人員任職資格管理規定》

12/7/2006

1/9/2006

67

《外國保險機構駐華代表機構管理辦法(2006)

12/7/2006

1/9/2006

68

建設部關於批准《既有建築節能改造(一)》等十二項國家建築標準設計的通知

11/7/2006

1/9/2006

69

《對外援助物資項目管理暫行辦法》

7/7/2006

1/9/2006

70

交通部關於發布《公路交通安全設施設計技術細則》(JTG/T D812006)的公告

7/7/2006

1/9/2006

71

《大中型水利水電工程建設征地補償和移民安置條例(2006年)》

7/7/2006

1/9/2006

72

《醫院感染管理辦法》

6/7/2006

1/9/2006

73

《財政部、建設部、國土資源部關於切實落實城鎮廉租住房保障資金的通知》

5/7/2006

1/9/2006

74

《國際金融組織和外國政府貸款贈款管理辦法》

3/7/2006

1/9/2006

75

交通部關於發布《公路交通安全設施設計技術規範》(JTG D81-2006)和《公路交通安全設施施工技術規範》(JTG F71-2006)的公告

1/7/2006

1/9/2006

76

《山西省人民政府關於改進機關作風優化政務環境全面提高政府公信力和執行力的貝w》

30/6/2006

1/9/2006

77

《中小學幼兒園安全管理辦法》

30/6/2006

1/9/2006

78

《中華人民共和國義務教育法(2006年)》

29/6/2006

1/9/2006

79

《蛋白同化製劑、餖激素進出口管理辦法(暫行)》

28/6/2006

1/9/2006

80

《絮用纖維製品質量監督管理辦法》

14/6/2006

1/9/2006

81

《中華人民共和國測繪成果管理條例》

27/5/2006

1/9/2006

82

國家環境保護總局關於印發《ISO14000國家示範區管理辦法》的通知

17/5/2006

1/9/2006

83

ISO14000國家示範區管理辦法》

17/5/2006

1/9/2006

84

《民用爆炸物品安全管理條例》

10/5/2006

1/9/2006

85

建設部關於發布2006年版《工程建設標準L制性條文》(電力工程部分)的通知

8/5/2006

1/9/2006

86

《國家發展改革委、新聞出版總署關於進一步加L中小學教材價格管理等有關事項的通知》

7/5/2006

1/9/2006

87

《中華人民共和國瀕危野生動植物進出口管理條例》

29/4/2006

1/9/2006

88

《農作物種子南繁工作管理辦法》

12/4/2006

1/9/2006

89

《中華人民共和國海洋漁業船員發證規定》

27/3/2006

1/9/2006

 

 

 

* 本更新中提及的法律、法規全文,請見http://www.isinolaw.com

* 如您需要任何中文或英文的中國法資料,或任何關於中國法的翻譯服務,請電郵rayli@isinolaw.com或致電 (852) 2189 7810

* 如您不希望繼續收到免費的“中華法律網每周更新”,請電郵rayli@isinolaw.com,我們將把您的名字從我們的名單中去除

* 中華法律集團保留所有權利